法務、コンプライアンス、内部統制/東京23区/新規立上げメンバーの転職求人一覧

• Establish internal audit (IA) audit charter in accordance with regulatory requirements and as per Group directions, including IA terms of reference and service delivery approach.• Determine internal audit scope in terms of risk basis and develop annual plans.• Lead and assess annual risk analysis to formulate risk-based audit plan, which should cover, but not limited to, FS analysis, Fraud management, Governance, Internal control, cyber security, data privacy, compliance matters (e.g. AML/KYC, transaction monitoring, trade surveillance), procurement and outsourcing, to name a few.• Prepare and present reports that reflect audit’s results and document process.• Identify gaps and recommend risk aversion measures and cost savings.• Maintain open communication with the local management, statutory auditor and other stakeholders such as compliance committee members.• Document process and prepare audit findings memorandum and present it to the bo